Final Outcome in Klassen/Kvello civil trial for malicious prosecution | Government apeals and applies to intervene
May 10, 1995   THE COURT OF APPEAL FOR SASKATCHEWAN  
Vancise minority report: Ross Ross and White appeal page two continued from page one
 

 

The Thompsons

Mr. and Mrs. Thompson described the children's  behaviour in their home from the time the children arrived  until the time of trial. As they described it, the  behaviour of each of the children, including their sexual  behaviour, was quite extraordinary. Michael, though only  ten, was openly given to cross-dressing, for example, and  he made blatant sexual advances to Mrs. Thompson and her  daughters. Similarly, Michelle made suggestive approaches  to Mr. Thompson and others. And Kathy, too, exhibited  highly sexualized behaviours. Even the dogs came in for  sexual attention by the children. And all three children  manifested deep insecurities and emotional turmoil,  especially Michael, who was prone to frequent temper  tantrums, fits of rage, and sudden descents into infantile  behaviour.

Mrs. Thompson thought the boy seemed filled with fear  and loathing of Donald W.. He would imitate people from  time to time, including a person he said was Donald W., and  when imitating this person, Mrs. Thompson said, Michael  would become particularly aggressive with the girls.

She recalled that not long after the arrival of the  children they began reporting past incidents of sexual  activity, doing so reluctantly and with emotional  difficulty at first, but more freely as time passed. Upset  and confused by what she was hearing, Mrs. Thompson began  making notes, recording some of the children's reports,  along with her own thoughts. She also began telling Ms.  Bunko-Ruys about what she was hearing. In time, Mrs.  Thompson took the children, accompanied by Ms. Bunko-Ruys,  to talk to Sergeant Dueck, who interviewed them in the  presence of Ms. Bunko-Ruys and had the interviews video-  taped.

Mrs. Thompson said in effect that the interviews came  as something of a relief to her: It was reassuring that the  children were prepared to open up with others, despite the  painful and sometimes bizarre nature of what they had been  telling her, and that they then recounted what they had  told her.

Mrs. Thompson's notes were referred to extensively  during her cross-examination by counsel for Donald R., who  was interested in knowing more about the behaviours of the  children, about what they had told her of their past  experiences, and about their emotional states. The notes,  which recorded more than what had been testified to by the  children, disclosed that Michael had told her about  "screwing bats" and the like; had threatened to leave  because there was no one in the Thompson home to screw; had  implicated some of the Klassens in sexual activity; had  threatened the girls over their disclosures; and so on.

After continuing reliance on these notes, counsel for  Mr. R. began encountering opposition to his method and line  of inquiry. This was especially so in relation to some of  the things the children had told Mrs. Thompson, as recorded  in her notes, things which had not been put to the children  during their cross-examination. Madame Justice Batten  finally suggested counsel confine himself to the emotional  states of the children.

This spawned the following ground of appeal, taken by  Donald R.:

The learned Trial Judge erred in law in not allowing  Defence Counsel to cross-examine the...complainant's foster  mother with respect to their previous disclosures and the  circumstances surrounding those disclosures relevant to the  charges.

In arguing this ground of appeal, counsel submitted  that Justice Batten had prevented him from getting at  information in Mrs. Thompson's notes pertaining to two or  three other matters--bizarre allegations and threats by  Michael, for example, when confronted with having had  sexual contact with his sisters; and bizarre embellishments  by Michelle of a story pertaining to the death of a baby.     With respect I do not think this amounts to very much  of anything, especially in the context of the whole of the  evidence of the children, Mrs. Thompson, and others.  Counsel was given wide latitude in the cross-examination,  and he cross-examined Mrs. Thompson at length. To suggest  these added bits of information would have made any  difference, when viewed in the context of the whole of what  was adduced, is unrealistic in my opinion. And so I would  not give effect to this ground of appeal.

Dr. Eleanor McKenna

Dr. McKenna, a paediatrician at University Hospital,  testified to her examination of Michelle in September of  1987. She said she had found a two centimetre shallow  linear laceration along the left labia minora, consistent  with a fingernail scratch, a straddle injury, or a light  cut by an object with a smooth edge. She had also found a  "creamy discharge," along with "several blood spots" on the  girls panties, saying the discharge resembled that commonly  associated with irritation of the perineum--which can be  caused by many things including a finger or a penis--and  that blood spots were highly unusual prior to puberty.  Following the examination, she reported "there is no  question in my mind, given the history of physical  findings, that the child was subjected to non-accidental  trauma of the genital area."

Dr. McKenna went on to say that Michelle had told her  in the course of the examination--as noted in the file at  the time--that "My deaf daddy spanked my bum, then he put  his fingers in my bum. It hurt." This evidence was  received on the understanding, referred to earlier, that  its admissibility would be determined later.

Dr. Yelland

Dr. John Yelland, who had been practising family  medicine for about ten years when he examined the children  on June 5, 1990 and again on May 31, 1991, was called by  counsel for the Crown to give evidence about what he had  found, as an examining physician, and what in his opinion  lay beneath the findings, as an expert "in the nature and  cause of physical injuries which may bear upon sexual  abuse." Counsel for Donald R. objected to Dr. Yelland  expressing opinions about the underlying causes of what he  had found, suggesting the doctor be limited to his  observations in light of his limited qualifications.

The admission of expert evidence depends on the  application of the following criteria: (i) relevance; (ii)  necessity in assisting the trier of fact; (iii) the absence  of any exclusionary rule; and (iv) a properly qualified  expert: R. v. Mohan, [1994] 2 S.C.R. 9.

In the circumstances, the admission of expert evidence  from Dr. Yelland in relation to the subject-matter at issue  depended upon the need for opinion evidence in that  connection and the qualifications he possessed.

As for the first of these, the basic requirement of R.  v. Abbey [1982] 2 S.C.R. 24, at p. 42, had to be satisfied.

It was there said:

With respect to matters called for special knowledge, an  expert in the field may draw inferences and state his  opinion. An expert's function is precisely this: to  provide the judge and jury with a ready-made inference  which the judge and jury, due to the technical nature of  the facts, are unable to formulate. "An expert's opinion  is admissible to furnish the Court with scientific  information which is likely to be outside the experience  and knowledge of a judge or jury. If on the proven facts a  judge or jury can form their own conclusions without help,  then the opinion of the expert is unnecessary" (Turner  (1974), 60 Crim. App. R. 80, at o, 83, per Lawton L.J.)  [emphasis added].

In commenting upon this in R. v. Mohan, Mr. Justice  Sopinka noted at p. 23 that whether expert evidence is  necessary or unnecessary in this sense is not to by judged  by "too strict a standard" and is generally dependent on  whether the subject-matter is such "that ordinary people  are unlikely to form a correct judgment about it, if  unassisted by persons with special knowledge."

As for the second--the qualifications of Dr. Yelland--  Crown counsel had to show that this witness had acquired  special or peculiar knowledge through study or training or  experience in the subject-matter at issue, though the  threshold for qualification is comparatively low. As  Madame Justice McLachlin observed in R. v. Marquard (cited  earlier) at p. 243:

The only requirement for the admission of expert opinion is  that the "expert witness possesses special knowledge and  experience going beyond that of the trier of fact": R. v.  BÇland, [1987] 2 S.C.R. 398, at p. 415. Deficiencies in  the expertise go to weight, not admissibility. As stated  by Sopinka, Lederman and Bryant, The Law of Evidence in  Canada, (1992), at pp. 536-537:

The admissibility of such [expert] evidence does not depend  upon the means by which that skill was acquired. As long  as the court is satisfied that the witness is sufficiently  experienced in the subject-matter at issue, the court will  not be concerned with whether his or her skill was derived  from specific studies or by practical training, although  that may affect the weight to be given to the evidence.

Dr. Yelland stated that, as a physician practising  family medicine, he had taken a particular interest in the  subject of sexual abuse of children. He had attended  seminars, researched the literature, spoken on the subject,  and so on. He had also testified on the subject in the  courts from time to time, and the Department of Social  Services was referring children to him for examination in  cases of suspected abuse.

This satisfied Madame Justice Batten that Dr. Yelland  was qualified to give opinion evidence "as to the nature  and cause of physical injuries which may bear upon sexual  abuse," and with that, he testified about his examinations  of each of the children, expressing various opinions as he  went along.

The first set of examinations, conducted on June 5,  1990, was undertaken at the behest of the Department,  following Michael's allegations of sexual abuse in the  Klassen foster home. These examinations were made within a  few days of the arrival of the girls at the Thompsons, and  since sexual assault was suspected, Dr. Yelland  concentrated the examinations on the children's genital and  rectal areas, looking for bruising and abnormalities in  those areas.

As for Michelle, he said he had found marked redness  and increased vascular marking in the area of the labia  minora; scarring on the entrance to the vagina from a  healed tear; an intact hymen; and normal rectal tone.

Turning to Kathy, he said he had found distinct  redness and rawness of the genital area, extending to the  rectum; only a remnant of a hymen; scarring and fissuring  of the rectal area; and some infection. He thought  Michelle's condition was compatible, and Kathy's highly  compatible, with past sexual abuse, but could not say when  it might have occurred.

His examination of Michael revealed a raw and inflamed  rectal area and decreased rectal tone, but no evidence of  recent sodomization. Decreased rectal tone, he added, tends  to restore in time, probably in months.

The second set of examinations, conducted on May 31,  1991, followed what Dr. Yelland referred to as "much more  extensive disclosure from the children" suggesting a  history of both physical and sexual abuse. In the  circumstances, and having in the meantime become more  conversant with the subject of child abuse, he said he had  conducted a more extensive set of examinations the second  time, this time looking for signs--cuts, scars, and so on--  of physical as well as sexual abuse of the sort which had  been drawn to his attention.     Turning first to Michelle, he said he had found small  scars on the labia minora, on the hymen, and on the rectum,  consistent with penetration of some sort; a marked decrease  in rectal tone; scarring behind the right ear, consistent  with a cut from a sharp object; and scarring on her  forehead, right elbow, knees, and abdomen, consistent with  burns.     As for Kathy he noted that her hymen was largely gone,  that she had a marked decrease in rectal tone, and that she  also had rectal scarring. All of this was consistent, in  his opinion, with digital or other forms of penetration of  the vagina and rectum. Kathy also had a scar on her chest  and a scar on her inner right thigh, both consistent with  burns in his view. In addition she had a seven centimetre,  S-shaped scar on her back, which suggested to him that she  had been deliberately cut with a knife or other sharp  instrument.

As for Michael, he found the boy's rectal tone  markedly decreased; his rectum scarred; his back, right  hand, and left calf scarred from what appeared to have been  second or third degree burns; and his right chest scarred,  just below the nipple, suggestive of an old puncture wound.

In sum, and generally speaking, Dr. Yelland was of the  opinion each of the children had been subjected to sexual  and physical abuse in the past, any where from a few months  to several years ago, judging from the scars. The apparent  tears, puncture, cuts, and burns had all healed, making it  impossible to know when, more precisely, the injuries had  occurred.

  Justice Batten's ruling, qualifying Dr. Yelland to  give opinion evidence, prompted the following ground of  appeal by Donald R.:  That [she] erred in law in qualifying a general  practitioner, Dr. John Yelland, as an expert witness to  give evidence as to the nature and causes of physical  injury that may bear upon sexual abuse.

According to the submission of counsel for Mr. R., Dr.  Yelland was an experienced physician, possessed of  knowledge beyond that of Justice Batten, but he was not  qualified to express opinions in the narrow area concerning  "the nature and causes of physical injury that may bear  upon sexual abuse."

Though no such objection had been made on behalf of  Mr. W. at trial, his counsel on appeal submitted that the  qualifications, training, and experience of Dr. Yelland,  while satisfactorily equipping him to treat injuries of the  sort experienced by the children, were not satisfactory  when it came to the "identification and cause of physical  injuries and injuries arising out of sexual abuse."

It should perhaps be noted that the submissions were  no more specific than this, and that both the ground of  appeal and the submissions in support of it were confined  to the decision of Justice Batten to formally qualify Dr.  Yelland as she had.

Precisely what was encompassed by her having qualified  him as an expert "as to the nature and cause of physical  injuries which may bear upon sexual abuse," is difficult to  say. It might have been better had he been qualified in  more precise and perhaps somewhat larger terms in light of  what was to come, for he was going to be called upon to  express opinions in relation to both sets of examinations,  the first confined to signs of sexual abuse, the second  extending to signs of both sexual and physical abuse. But  as a physician who had taken a particular interest in the  subject of sexual abuse of children and who was experienced  in the field he was certainly equipped to offer some  legitimate opinion evidence as to the causal inferences  which might be drawn from this finding or that. In light  of that, and having regard for what was said of the law in  R. v. Marquard, I do not think Justice Batten erred in  qualifying him as she did.     Whether she intended in doing so to qualify him to  express some of the specific opinions he expressed--that  this or that scar was indicative of a burn or a puncture  wound, for example--is not clear. And whether he was  adequately equipped for that is perhaps debatable. But he  expressed his views, and since the submissions did not  extend beyond taking issue with Justice Batten's decision  to qualify him as she did, I do not intend to comment  further, except to say that in the circumstances this would  go to weight only.

Ms. Carol Bunko-Ruys.

Ms. Bunko-Ruys held a Bachelor of Arts from the  University of Victoria, Faculty of Human and Social  Development, and had worked with dysfunctional children  for a number of years. Besides running group workshops and  that sort of thing, she had been in private practice as a  child therapist and consultant for about four years when  the children were referred to her. She was being consulted  from time to time by rural school boards experiencing  difficulty with youngsters.

In light of her education and experience, the Crown  sought to have her qualified as an expert witness, enabling  her to go beyond her observations of the children and  express certain opinions. Defence counsel objected,  suggesting in particular that she was not qualified to  express opinions about "whether or not certain  characteristics are indicators of past abuse, and what form  of abuse, and who that abuse may have been with." As for  the last of these, it was said in effect that the  investigation of sexual abuse, and the identification of  abusers, was clearly beyond her expertise.

Ms. Bunko-Ruys stated that she had worked, as a  therapist, with approximately a hundred abused children--  about half of whom had histories of sexual abuse--and had  provided advice, as a consultant, on dealing with  dysfunctional children. She had had no training or  experience, however, in investigating sexual abuse or in  identifying abusers. Indeed in her work as a therapist, she  said, she did not consider it her role to question what  children told her or to try to determine the truth of it.

It thus became clear that, while she might have been  able to offer some opinion evidence of assistance to the  Court, she was in no position to do so in relation to the  investigation of allegations of sexual abuse or the  identification of suspected abusers, assuming such evidence  was otherwise admissible.

Having heard the matter out, Justice Batten ruled that  Ms. Bunko-Ruys was qualified to give expert opinion  evidence as to "the behavioral, social, and emotional  characteristics of sexually abused children."

And so Ms. Bunko-Ruys, in addition to testifying about  her own observations of the R. children, whom she described  as "some of the most dysfunctional children I've ever  worked with," was permitted to express a number of  opinions. Some were of a general nature, relating for  example to the developmental stages of children and to the  indications and causes of arrested development at this or  that stage. Some were more specific.

She expressed the specific opinion that the R.  children, who showed signs of having been sexually abused,  had been "traumatized at relatively early stages of their  development," explaining that she could not say they had  been subjected to some trauma during this month or that  year, or even at age three necessarily, but that she could  say, based upon her experience and the literature with  which she was familiar, that the children had been  traumatized early in their emotional development, as  indicated by the lack of such early developmental traits as  basic trust and a sense of safety and security which she  had observed in the children.     She was cross-examined about this, allowing that forms  of trauma related to separation, most particularly removal  from the birth home, could cause developmental difficulties  of the sort experienced by the R. children.

She was also cross-examined, by counsel for Donald R.,  about the interviews of the children conducted by Sergeant  Dueck. She had been present, in her capacity as the  children's therapist and as "a supportive person," and she  had apparently assisted them during the interviews, though  none of this was made very clear. At any rate, counsel  asked her about what the children had said in relation to  this or that matter, and about whether children might  eventually be induced to respond positively to a question  if repeated often enough. She recalled what she could of  the children's disclosures and expressed the view children  could probably be induced to say "yes" to a question,  though having first said "no," if the question were to be  asked over and over again. Unable, however, to remember  some of the things the children had said, and how many  times this or that question might have been asked, she was  invited from time to time to time to refresh her memory by  reference to a document in the possession of counsel for  the defence.

The document was being taken by counsel--as it had  been earlier, during the cross-examination of the children-  -as constituting a "transcript" or "transcripts" of  Sergeant Dueck's interviews. It seems the defence, who had  been given copies of the video-tapes, had had the tapes  transcribed by someone, though the document had not been  proved, as such, nor entered in evidence, either by  agreement or otherwise. Indeed Sergeant Dueck, who had  earlier been examined and cross-examined, had not been  asked about the document. Nor had he been cross-examined  along the line of how the interviews had been conducted.

Eventually counsel's tack in having Ms. Bunko-Ruys  turn to the document to refresh her memory, especially in  the context of the manner in which the children had been  interviewed, drew objection and precipitated a lengthy and  sometimes confusing wrangle. The upshot of it was a ruling  by Justice Batten preventing counsel from thus using the  document in aid of his cross-examination of this witness.  And with that, counsel continued his cross-examination  along different lines.

The testimony of Ms. Bunko-Ruys, and in particular her  cross-examination, gave rise to the following grounds of  appeal--the first two raised by Donald R., the third by  Helen R., and the fourth by Donald W.--stating that Justice  Batten had erred:

 ...in qualifying a therapist, Carol Bunk-Ruys, as an expert  witness to give evidence concerning the behavioral  characteristics of the sexually abused children.

 ...in limiting Defence Counsel's cross-examination of  expert Carol Bunko-Ruys, in not allowing Defence the  opportunity to present video tapes or transcripts of her  interviews with the complainant children.

 ...in limiting cross-examination concerning the manner in  which statements were taken from the infant witnesses and  how evidence was elicited from them.

 ...by limiting Defence Counsel's cross-examination of Carol  Bunko-Ruys and... by refusing the defence the opportunity  to have the witness refresh her memory by having the  witness review video tapes or transcripts of the witness's  interviews with the child complainants.

I can see no merit in the first of these. I refer  again to R. v. Marquard, and to R. v. Burns, [1994] 1  S.C.R. 656, simply to make the point that generally  speaking there is a low threshold for qualification. I  refer as well to R. v. B. (G.), [1990] 2 S.C.R. 30, to make  the point that opinion evidence going to the behavioral  characteristics of sexually abused children is generally  admissible, a point reinforced in R. v. Marquard. Having  regard for this, and for the education and experience of  Ms. Bunko-Ruys, I do not think it can be said Justice  Batten erred in qualifying the witness as she did.

And although little was made of this, I should say I  do not think she erred in permitting the witness to express  the opinions which were expressed. Nor do I think the  witness went beyond her area of expertise. Indeed she was  conscious of her own limitations, conscientious in not  going beyond them, and fair, I might add, in the opinions  she expressed. That is my assessment of the matter, and  accordingly I can find nothing of concern in relation to  the first ground of appeal. I might also add that Justice  Batten found Ms. Bunko-Ruys to have been a very capable  witness.

The other grounds of appeal--having to do with the  cross-examination of Ms. Bunko-Ruys and with the video-  tapes and so called "transcripts" of the interviews of the  children--are more complex, but in my opinion they are  ultimately no more telling against the conduct of the trial  than the first.

As I understood the submission on appeal, the  principal complaint in substance--issues of form aside--was  that defence counsel had been unable to pursue an important  line of inquiry with this witness, namely the propriety of  the methods by which the interviews had been conducted, a  line of inquiry directed toward the integrity of the  interviews and the credibility and reliability of the  testimony of the children. The point of the complaint  seemed to have been this: The testimony of the children  might have been discredited had counsel been able (i) to  establish through Ms. Bunko-Ruys that the children had been  interviewed in this manner or that, and (ii) to have then  drawn from her the opinion they had been interviewed in an  inappropriate manner, one calculated, wittingly or  unwittingly, to induce them to have said this or that.

The ultimate flaw in this, the first leg of the  submission, is that Ms. Bunko-Ruys was not qualified to  express such an opinion. Her expertise did not extend that  far. And even if she had been drawn out to this effect,  what weight could have been given to her views? Very  little I should think, especially when viewed in context.

With respect, it does not seem to me that counsel was  intent on fully exploring the methods employed during  Sergeant Dueck's interviews of the children with a view to  attacking those methods--as distinct from exposing bits and  pieces of the interviews and merely seeding doubts about  the methods. Had it been thought the sergeant had used  improper methods, and had implanted ideas in the minds of  the children or induced them to say this or that, why was  the matter not put to him? And why had there been no  earlier effort to introduce the video-tapes for that  purpose or to have him or someone else authenticate the  "transcripts"? And finally, why was the matter not put to  others, especially to Dr. Elterman who testified at the  call of the defence and who had had much experience with  such matters?

It was suggested that Justice Batten, in limiting the  cross-examination of Ms. Bunko-Ruys, had in effect ruled  out the admissibility of the video-tapes or transcripts,  thus preventing them from being introduced for the purpose  of attacking the integrity of the interviews. With  respect, I think this is overdrawn. She was not about to  have the "transcripts" go in through the back door--in  piecemeal fashion and in the guise of having Ms. Bunko-Ruys  refresh her memory--and she was not about to allow counsel  to continue to cross-examine the witness along the line at  issue and with the aid of the so-called "transcripts."  That much is clear. But I do not think it can be said she  ruled out the introduction of the video-tapes, or an  authenticated version of the transcript, for the purpose of  other attacks upon the methods employed in the conduct of  the interviews, including a frontal attack by the defence.

In her ruling limiting the cross-examination of Ms.  Bunko-Ruys, Justice Batten expressed the opinion, "unless  I'm convinced by further argument," that the transcript  could not be entered as evidence. Defence counsel then  said this might "cause problems" down the road, adding that  he intended to call an expert who had studied the case and  come to some conclusions based upon seeing the tapes.  Justice Batten responded by saying, "That may be a problem  that we'll have...that we will come to." "Well yes,"  replied counsel, "Maybe I'm getting ahead of ourselves."  As it turned out, this was the end of the matter, for it  was not again raised.

For these reasons, then, I think the remaining grounds  of appeal pertaining to the testimony of Ms. Bunko-Ruys  must also fail.

Dr. Joanne Santa Barbara.

Dr. Santa Barbara, a child psychiatrist and assistant  professor of psychiatry at McMaster University, was called  by the Crown as an expert in "child development" and "the  characteristics of abused children." The defence did not  object to that. She was experienced in diagnosing and  treating the conditions in children brought on by sexual  abuse. She was also experienced in evaluating allegations  of sexual abuse in the context of custody disputes in  family courts, and she had been involved in the  investigation and consideration of several instances of  alleged ritualistic or satanic abuse. While not objecting  to her testifying as an expert in child development and the  characteristics of abused children, the defence did object  to some of her testimony, particularly as it related to  reportings of ritualistic abuse.

Dr. Santa Barbara began by testifying to the  development and working of memory in children, commenting  on their abilities at various ages to encode and recall  information. She said children can have memories of salient  events occurring at age three or four, especially of  sexually abusive events, but that it is difficult for  children under ten to place events in sequence and in time.  She said, too, that young children are open to a degree of  manipulation in recounting events, not in relation to the  core of a registered memory but in respect of peripheral  details which can easily be added to by suggestive or  leading questions, noting that while children of a very  young age may be indoctrinated with false accounts of a  simple nature, they are not capable of concocting highly  elaborate falsehoods. She went on to say that if a child is  required soon after the happening of an event to repeatedly  recount it, the memory of it may become consolidated and  even more reliable, provided the account was elicited  without implanted suggestions or erroneous leads, adding  that recounting distressing events is at first emotionally  difficult for children, but that they develop defensive  mechanisms, and so repetitions may in time reflect boredom  or annoyance, or become unemotional and flat.

Turning to the characteristics of abused children, she  said "sexualization" was the strongest indicator of sexual  abuse. Sexualization, she explained, is manifested in many  ways, including inappropriate sexual play resistant to  correction; frequent remarks about sexuality; advanced  knowledge of, and interest, in the subject; initiating  sexual contact with other children or adults; and so on.  The longer and more often children are sexually abused, she  observed, the more intense is their sexualization. Playing  with dogs in a sexual way may indicate a very sexualized  child, she noted, and running away at a very young age is  indicative of something gone badly wrong in the home.

Presented with hypothetical examples of sexualized  behaviours in children--resembling the behaviours in  evidence--she expressed the view they were indicative of  "long-standing serious abuse" or of "a pattern of long-  standing sexualization." Intense sexualization early in a  child's life at school is consistent, she said, with  earlier serious abuse, and behaviour in a child of five,  consisting of the frequent initiation of sexual contact  with siblings and other children of similar age, is usually  seen in the context of a pattern of long-standing  sexualization.

Given her experience in the investigation and  consideration of several incidents of reported ritualistic  abuse, she was also asked about this subject. Justice  Batten permitted her to testify about it, reserving her  ruling on the admissibility of this evidence and directing  the evidence be confined to the experience of the witness  and not include opinions. And so Dr. Santa Barbara  commented upon typical aspects of the phenomenon and its  reporting, noting that reportings by children seem grounded  in mis-perception or mis-interpretation, even trickery,  rather than in imagination or conscious falsehood. She was  quick to add, however, that people in the field are  grappling with the phenomenon and that a great deal more  remained to be learned.

Her testimony gave rise to two grounds of appeal--  taken by each of Donald R. and Donald W.--stating the trial  judge had erred in law:

...in allowing Dr. Joanne Santa Barbara to give opinion  evidence in the area of ritual sexual abuse after  determining that the witness could not be qualified as an  expert in that area.

 ...in allowing expert evidence to be admitted concerning  the credibility of children's allegations of sexual abuse,  which evidence contravened the rule against oath helping.

In the circumstances, little need be said of the first  of these grounds of appeal. Counsel for Mr. R. confined his  argument to the second, and counsel for Mr. W. made only  passing comments on the first. Having made the point that  Justice Batten was probably bound on the authority of R. v.  Marquard to have disregarded the opinion evidence on this  subject, counsel for Mr. W. went on to acknowledge that she  may very well have done so, since she made no mention of it  in her reasons for judgment, adding that the more important  issue was that raised by the second or related ground of  appeal.

As for the second ground, counsel for the appellants  submitted that portions, if not all, of the opinion  evidence of Dr. Santa Barbara should not have been  received, because it was adduced for the purpose of  bolstering the credibility of the children, contrary to the  principle affirmed in R. v. Beland, [1987] S.C.R. 398. The  submissions varied. Counsel for Mr. R. took issue with the  whole of the evidence of the witness, saying none of it was  admissible for this reason. Counsel for Mr. W. objected to  only portions of it, contending that Justice Batten should  not have permitted the witness to testify that children of  a very young age are incapable of concocting highly  elaborate stories and that their reportings of ritualistic  abuse appear to be grounded in mis-interpretation or mis-  perception, rather than in conscious falsehood.

This issue falls to be addressed with the observations  of Madame Justice McLachlin in R. v. Marquard in mind (at  pp. 248-250):

It is a fundamental axiom of our trial process that  the ultimate conclusion as to the credibility or  truthfulness of a particular witness is for the trier of  fact, and is not the proper subject of expert opinion.

 This Court affirmed that proposition in R. v. BÇland,  supra, at p. 408, in rejecting the use of polygraph  examinations as a tool to determine the credibility of  witnesses:

From the foregoing comments, it will be seen that the rule  against oath-helping, that is, adducing evidence solely for  the purpose of bolstering a witness' credibility, is well  grounded in authority.

A judge or jury who simply accepts an expert's opinion on  the credibility of a witness would be abandoning its duty  to itself determine the credibility of the witness.

Credibility must always be the product of the judge or  jury's view of the diverse ingredients it has perceived at  trial, combined with experience, logic and an intuitive  sense of the matter: see R. v. B.(G) (1988), 65 Sask. R.  134 (C.A.), at p. 149, per Wakeling J.A., affirmed [1990] 2  S.C.R. 3. Credibility is a matter within the competence of  lay people. Ordinary people draw conclusions about whether  someone is lying or telling the truth on a daily basis. The  expert who testifies on credibility is not sworn to the  heavy duty of a judge or juror. Moreover, the expert's  opinion may be founded on factors which are not in the  evidence upon which the judge and juror are duty-bound to  render a true verdict. Finally, credibility is a  notoriously difficult problem, and the expert's opinion may  be all too readily accepted by a frustrated jury as a  convenient basis upon which to resolve its difficulties.  All these considerations have contributed to the wise  policy of the law in rejecting expert evidence on the  truthfulness of witnesses.

On the other hand, there may be features of a  witness's evidence which go beyond the ability of a lay  person to understand, and hence which may justify expert  evidence. This is particularly the case in the evidence of  children. For example, the ordinary inference from failure  to complain promptly about a sexual assault might be that  the story is a fabricated afterthought, born of malice or  some other calculated stratagem. Expert evidence has been  properly led to explain the reasons why young victims of  sexual abuse often do not complain immediately. Such  evidence is helpful; indeed it may be essential to a just  verdict.

For this reason, there is a growing consensus that  while expert evidence on the ultimate credibility of a  witness is not admissible, expert evidence on human conduct  and the psychological and physical factors which may lead  to certain behaviour relevant to credibility, is  admissible, provided the testimony goes beyond the ordinary  experience of the trier of fact. Professor A. Mewett  describes the permissible use of this sort of evidence as  "putting the witness's testimony in its proper context."  He states in the editorial "Credibility and Consistency"  (1991), 33 Crim. L.Q. 385, at p. 386:

 The relevance of his testimony is to assist -- no more --  the jury in determining whether there is an explanation for  what might otherwise be regarded as conduct that is  inconsistent with that of a truthful witness. It does, of  course, bolster the credibility of that witness, but it is  evidence of how certain people react to certain  experiences. Its relevance lies not in testimony that the  prior witness is telling the truth but in testimony as to  human behaviour.   ...

There are concerns. As the court stated in R. v.  J.(F.E.),[(1990), 53 C.C.C. (3d) 94, 74 C.R. (3d) 269, 36  O.A.C.348 (C.A.)] and R. v. C.(R.A.) (1990), 57 C.C.C. (3d)  522, 78 C.R. (3d) 390, the court must require that the  witness be an expert in the particular area of human  conduct in question; the evidence must be of the sort that  the jury needs because the problem is beyond their ordinary  experience; and the jury must be carefully instructed as to  its function and duty in making the final decision without  being unduly influenced by the expert nature of the  evidence.

The conditions set out by Professor Mewett, reflecting  the observations of various appellate courts which have  considered the matter, recommend themselves as sound. To  accept this approach is not to open the floodgates to  expert testimony on whether witnesses are lying or telling  the truth. It is rather to recognize that certain aspects  of human behaviour which are important to the judge or  jury's assessment of credibility may not be understood by  the lay person and hence require elucidation by experts in  human behaviour.    

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April 30, 2005

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